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技能内容

Diagnose Cluster Health

Triage a non-green Elasticsearch cluster read-only: localize the problem, classify the allocation decider, and report

the single most likely cause with remediation. Never mutate cluster state — surface findings and let the operator act.

<!-- begin-partial: preamble -->

Environment Configuration

This skill executes Elasticsearch operations through the elastic CLI. If the

elastic CLI is not installed, tell the user what it is needed for. Do

not guess credentials, call the HTTP API directly, or attempt other workarounds.

This skill references operations in HTTP-shorthand form (e.g., GET /, GET /_cat/indices, GET /{index}/_mapping,

GET /{index}/_settings/index.mode, POST /_query). The [Operations](#operations) table at the end of this document

maps each shorthand to the equivalent elastic CLI command — always use the CLI rather than calling the HTTP API

directly.

<!-- end-partial: preamble -->

Process

  1. Read the overall status. Call GET /_cluster/health. The status field is the verdict:
  • green — every primary and replica is assigned. Report healthy and stop.
  • yellow — every primary is assigned but at least one replica is not. Data remains readable; redundancy is

degraded. This is not data loss.

  • red — at least one primary is unassigned. Data for that shard is unavailable; treat as urgent.

Also read unassigned_shards, initializing_shards, and relocating_shards. The decision: continue only when

status is yellow or red. If initializing_shards > 0 and unassigned_shards == 0, the cluster is recovering on its

own — call GET /_cat/recovery to confirm progress, wait, and re-check GET /_cluster/health before escalating.

Data needed: cluster-wide status and shard counters.

  1. Localize the problem to one index. Call GET /_cluster/health?level=indices and pick the index that drives the

cluster-wide status:

  • Any red index outranks every yellow index.
  • Among reds or yellows, prefer the index with the most unassigned_shards.
  • A red system index (.security, .kibana, .fleet-) outranks application indices because the rest of the

stack depends on it.

Optionally call GET /_cat/shards/{index}?h=index,shard,prirep,state,unassigned.reason to list every unassigned

shard on that index and see whether failures are primaries (prirep=p) or replicas (prirep=r).

The decision: focus the next steps on exactly one index — the one whose recovery unblocks the cluster.

Data needed: per-index status and unassigned_shards; shard role (primary vs replica) when available.

  1. Separate trigger from root cause. Call POST /_cluster/allocation/explain with no body so Elasticsearch selects

an unassigned shard, or target the worst shard explicitly:

   { "index": "<index>", "shard": <id>, "primary": <true|false> }

Read these fields in order:

  • primaryfalse means a replica is unassigned (typical yellow); true means a primary is unassigned

(typical red).

  • can_allocate — top-level allocation verdict (no, yes, throttled, no_valid_shard_copy, …).
  • unassigned_info.reason — what triggered reassignment (e.g. NODE_LEFT, INDEX_CREATED). This is not the

root cause when can_allocate is no; it only explains why the shard became unassigned.

  • allocate_explanation — human-readable summary; quote it verbatim in the report.
  • node_allocation_decisions[].deciders[] — per-node decider results. Find deciders with decision: "NO"; the

decider name (e.g. disk_threshold, filter, awareness) is the root cause class.

The decision:

  • Yellow + primary: false — impact is limited to replica redundancy; no data loss. Continue to step 4 to name

the blocking decider (do not stop at NODE_LEFT).

  • Red + primary: true — data for that shard is missing. Continue to step 4; if can_allocate is

no_valid_shard_copy, treat as potential data loss immediately.

Data needed: allocation-explain response for one representative unassigned shard on the chosen index.

  1. Classify the decider. Map the blocking signal to a cause class. Prefer the decider with decision: "NO" over the

unassigned_info.reason trigger.

| Signal | Cause class | Typical remediation (operator applies) |

| ---------------------------------------------------------------------------------- | -------------------------------------------- | -------------------------------------------------------------------------------------------------------------------------------------------------------------- |

| decider: disk_threshold, decision: NO | Disk high/low watermark exceeded | Free disk on the named node, add data-node capacity, or adjust cluster.routing.allocation.disk.watermark.* after confirming usage via GET /_cat/allocation |

| decider: filter or decider: awareness, decision: NO | Allocation filtering or zone awareness | Add a node that satisfies index.routing.allocation.* / awareness attributes, or adjust index/cluster allocation settings |

| decider: throttling or recovery in progress | Transient recovery | Wait; monitor GET /_cat/recovery and re-check GET /_cluster/health |

| can_allocate: no_valid_shard_copy (often with empty node_allocation_decisions) | No surviving shard copy | See step 5 — data loss scenario |

| can_allocate: yes but shard still unassigned | Delayed allocation or cluster state catch-up | Check unassigned_info.at delay; wait and re-check |

For disk pressure (common yellow scenario after NODE_LEFT): replicas relocate to remaining nodes; if a survivor is

above the high watermark (cluster.routing.allocation.disk.watermark.high, default 90%), the disk_threshold

decider blocks replica allocation even though primaries stay assigned. The fix is disk capacity or watermark relief —

not deleting the index or forcing an empty primary.

Data needed: decider name, explanation text, and affected node names from node_allocation_decisions.

  1. Recommend remediation — read-only triage ends here. Report the single most likely cause (decider class +

verbatim allocate_explanation) and one primary remediation path. Match urgency to color and shard role.

Yellow / replica unassigned (no data loss):

  • State clearly: all primaries are assigned; only replicas are missing; no data loss.
  • Name the real decider (e.g. disk high watermark on es-node-2), not merely “a node left”.
  • Recommend: free disk space, expand storage, add data nodes, or adjust disk watermarks after reviewing

GET /_cat/allocation.

  • Do not recommend: deleting the index, allocate_empty_primary, force-allocating over a healthy primary, or

restarting the entire cluster without evidence.

Red / primary unassigned with no_valid_shard_copy (data loss risk):

  • State clearly: a primary shard is unassigned; queries/routing for that shard fail; treat as urgent and

localized to the named index.

  • Explain: the only copy was on the departed node; Elasticsearch cannot allocate a primary because no valid copy

exists on any remaining node (can_allocate: no_valid_shard_copy).

  • Recovery paths in order:
  1. Bring the departed node back if its data directory is intact — the shard copy returns.
  2. Restore from snapshot into the index (or a new index followed by reindex) when snapshots exist.
  3. Last resort only: POST /_cluster/reroute with allocate_empty_primary — **this creates an empty primary

and permanently loses all documents on that shard**. State data loss explicitly; never present this as the first

or casual fix.

  • Do not recommend: deleting the index without discussing data loss, or allocate_empty_primary without the

data-loss warning.

Self-healing in progress:

  • When deciders show throttling or active peer recovery, recommend waiting and re-checking read-only APIs above.

Do not execute reroutes, snapshot restores, or settings changes — surface cause and remediation only.

Guidelines

  • Read-only: Use only GET/POST explain APIs for triage. Remediation is advice; the operator performs writes.
  • Trigger ≠ cause: unassigned_info.reason: NODE_LEFT explains the event; node_allocation_decisions deciders

explain why allocation still fails.

  • Replica vs primary: Yellow + primary: false = redundancy gap, not data loss. Red + primary: true = missing

data for that shard.

  • One index, one cause: Pick the highest-impact index and the strongest NO decider; avoid listing every shard.
  • Cat helpers: Use GET /_cat/allocation for disk percentages per node and GET /_cat/recovery for ongoing

recoveries when the decider class is unclear or recovery is in progress.

Examples

Yellow — disk watermark after node departure. Health shows yellow with unassigned replicas on logs-2025-07.

Allocation explain returns primary: false, unassigned_info.reason: NODE_LEFT, but disk_threshold decider NO on

es-node-2 (“above the high watermark … 90%”). Report: no data loss; root cause is disk pressure on the receiving node;

remediate disk/watermark — not “node left” alone.

Red — primary with no valid copy. Health shows red on orders-2025 with one unassigned shard. Explain returns

primary: true, can_allocate: no_valid_shard_copy, last_allocation_status: no_valid_shard_copy. Report: urgent;

primary data missing; restore node or snapshot; mention allocate_empty_primary only as last resort with explicit data

loss.

Operations

| HTTP API (shorthand) | elastic CLI command |

| ----------------------------------------------------------------------- | -------------------------------------------------------------------------------------------------------- |

| GET /_cluster/health | elastic es cluster health |

| GET /_cluster/health?level=indices | elastic es cluster health --level indices |

| POST /_cluster/allocation/explain | elastic es cluster allocation-explain |

| POST /_cluster/allocation/explain (specific shard) | elastic es cluster allocation-explain --index '<index>' --shard <id> --primary true (replica: false) |

| GET /_cat/allocation | elastic es cat allocation |

| GET /_cat/recovery | elastic es cat recovery |

| GET /_cat/shards/{index}?h=index,shard,prirep,state,unassigned.reason | elastic es cat shards --index '<index>' --h index,shard,prirep,state,unassigned.reason |

| POST /_cluster/reroute (last-resort empty primary — operator only) | elastic es cluster reroute --commands '<json>' |

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同名技能的其他版本

有 2 个不同仓库或目录里都有叫 elasticsearch-cluster-health 的技能。它们内容并不相同,别混用: